Jan 23
We provide private equity portfolio company assessment services for every phase of the investment cycle, from pre-investment diligence to exit preparation. Our multi-disciplinary governance, risk and compliance team delivers engagements that may involve one or more of the following, with close coordination to ensure no gaps and no duplication of efforts:
- Cybersecurity & IT Operations
- Environmental, Social and Governance
- Regulatory Compliance
- Human Capital
We work with portfolio companies across a wide range of industries including:
- Investment Firms and Registered Investment Advisors
- Finance, Insurance and Real Estate
- Healthcare and Life Sciences
- Technology, Media and Telecommunications
- Energy and Utilities
- Manufacturing
- Transportation and Logistics
- Retail and Hospitality
- Professional Services
Improving Data while Reducing Client Burden
The twin principles of getting more high-quality, actionable data while reducing the burden on our portfolio companies and their investors are ever-present touchstones guiding our process. “Getting more with less” may seem contradictory at first glance, but we have re-thought the process to find a better way. We have created a flexible, modular program that utilizes proven standards but can be tuned to the needs of each client and increases the use of independently validated data to shift more of the administrative burden from the portfolio target to the assessment team.
Enhanced Services for Investment Manager Portfolio Companies
Our unique combination of deep expertise in the investment management industry and in portfolio company assessments makes us uniquely qualified to provide enhanced assessment services for private equity firms who invest in the investment management sector. Our regulatory compliance team’s expertise in compliance program management and regulatory audits provides unparalleled insight into operational and compliance risk for investment managers.
Ongoing Monitoring and Remediation Management
Often a point in time assessment is only the start of the process. We work with our clients post-assessment to develop remediation action plans and roadmaps, support and monitor remediation efforts, and periodically re-assess risk to validate remediations, track trends over time, and update action plans based on the latest information.
Targeted Assessments
Our targeted assessment process maximizes actionable information while minimizing the burden on private equity firms and their portfolio companies. By tailoring our assessments to fit the business profile of the portfolio company and objectives of the investor, we efficiently extract meaningful insights without them getting buried in a mountain of noise.
Independent Validation
Our process emphasizes independent validation of technical controls, existing documentation, and public source intelligence. This provides more accurate information than self-reported data with a significantly lower administrative burden on the portfolio company.
Goal Alignment
Our portfolio company assessment programs are tuned for each engagement to align with the goals of investors and their portfolio companies. We work with each client to uncover their priorities and to identify the risk areas and levels that are actionable for their program.
Executive Summaries and Scorecards with Detailed Backup
Our reporting emphasizes easy to digest executive summaries and scorecard reporting, including roll-up views, category risk ratings and plain-English explanations of how a target compares to its peers and key recommendations. This is supported by detailed subject area reports and supporting evidence that allows us and our clients to drill down on areas of key concern.
Why Choose Salus GRC?
Salus GRC’s Regulatory Compliance, Operational, and Cybersecurity Due Diligence Services are designed to provide a customized, thorough, and insightful review to achieve business objectives, assess risk and facilitate decision-making. Our team’s deep expertise and practical industry knowledge ensure you receive the highest quality of service and support.
Contact us today to schedule a consultation and discover how Salus GRC can help you navigate regulatory complexities with confidence.
Resources
Our team of professionals is consistently researching and expanding their knowledge to share insights and best practices with the industry.
Upcoming Events
Stay ahead of the curve with Salus GRC's thought leaders! Explore our upcoming webinars, live events, and panels featuring industry experts. Access past event recordings and on-demand webinar content at your convenience. Gain valuable insights and stay informed about the latest trends and best practices in governance, risk, and compliance.
Jun 27 - Dec 31
Aug 7 - Dec 31
WebinarOn DemandOngoing
Virtual Event
Understanding the New Reg. S-P Requirements: Incident Response and Vendor Oversight Requirements for Wealth Managers
Sep 24 - Dec 31
WebinarOn DemandOngoing
Virtual Event
Navigating Due Diligence: A Comprehensive Approach Across Compliance, Operations, and Cybersecurity
Oct 22 - Dec 31
WebinarOn DemandOngoing
Virtual Event
Keeping in Step with E-Comm Monitoring and Archiving Oversight
Nov 12 - Nov 30
Dec 4
WebinarOn DemandOngoing
Virtual Event