Category Archives: Compliance

SEC Fines Hedge Fund Manager $6.5 Million for Electronic Communications Violations – April 4, 2024

On April 3, 2024, the SEC took a notable enforcement action against Senvest Management, LLC, [...]

Private Markets Fund Managers – Effective SEC Exam Preparation Strategies

It is one of the questions we are often asked at Salus GRC, and one [...]